MITSUBISHI JISHO INVESTMENT ADVISORS,INC.

Japanese

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Policy on Organized Criminal Elements

Policy on Organized Criminal Elements

Mitsubishi Jisho Investment Advisors, Inc. (MJIA) has established the following policy on organized crime syndicates, under which it works together with the Mitsubishi Estate Group to refuse any type of relationship with organized crime syndicates.

  1. 1.Taking Measures against Organized Crime by Mobilizing the Entire Company

    The entirety of MJIA, from top management down, cohesively addresses any inappropriate demands from organized crime syndicates as it works to exclude such syndicates from all transactions.

  2. 2.Partnership with External Specialized Agencies

    MJIA works to strengthen ties with police, attorneys, and other external specialized agencies to prepare to handle inappropriate demands from organized crime syndicates.

  3. 3.Refusal to Engage in Any Relationship, Including Business Transactions

    MJIA refuses to engage in business transactions or any other type of relationship with organized crime syndicates. In the unlikely event that the company unknowingly enters into a relationship with an organized crime syndicate, the moment that suspicions arise that the counterparty is involved in organized crime, the company will terminate the relationship as quickly as possible.

  4. 4.Civil and Criminal Legal Action in Such Contingencies

    MJIA will take legal action, both civil and criminal, upon receiving any inappropriate demands from organized crime syndicates.

  5. 5.Prohibition of Backroom Deals and Payouts

    MJIA has a zero-tolerance policy on backroom deals with or payouts to organized crime syndicates.

Established:July 16, 2019.

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